Mortgage Banking Compliance in New York

Fill your compliance gaps before regulators find them.

New York Specialty Compliance Audits and Lender Attorney Third-Party Vendor Management (TPVM) and compliance reviews.

Did you know that your bank’s legal counsel is required by law to be monitored by a third-party?

When the economy crashed in 2008, the Dodd Frank Act made third-party vendor management mandatory for all mortgage banks. This includes your legal counsel. (You can read more about this here.)

That’s where our third-party embedded compliance can help you. It’s the first-ever service that helps New York mortgage lenders comply with the Dodd Frank Act through the monitoring of their legal counsel and closing processes.

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+558 2566 587

email@yoursite.com

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Express Chambers II Spaces Works, Level 5, Royapettah.

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Are all of your Vendor's being monitored, even your NY Lender/Bank Attorney? We'll help you find out.

Strategic legal review

We’ll review your current legal process in New York and elsewhere including TPVM, Secondary Market Contracts and SEC Reps and Warranties to ensure they're in strict compliance with the latest federal and state regulations, minimizing the risk of legal challenges and penalties.

Customized Risk Management Plans

We’ll develop a tailored risk management strategy that aligns with your bank’s specific operational needs, focusing on areas of high legal exposure to prevent potential disputes and regulatory scrutiny.

Ongoing third-party monitoring

Each month, we’ll monitor your third-party legal counsel, ensuring their actions align with your bank’s compliance standards and ethical guidelines. Our detailed attorney report cards will make you aware of vulnerabilities before they’re exposed.

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Other ways we can support your compliance team

Quality control review in the Closer Module of your loan operating system

Internal audits and training sessions for both sales and operations employees

Ongoing risk management and professional development seminars for your team

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Hire an attorney who helps you avoid problems before they occur.

When you work with The Corcoran Law Group, you’re hiring passionate counselors and teammates who want to help you avoid problems rather than get you through them. Let us help you understand your risks so you can make decisions that are best for you.

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